Search for: "Mutual Management Services LLC"
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1 Nov 2011, 5:05 am
” “Few law firms with hedge fund practices have the necessary ’40 Act expertise to advise on the unique regulatory and structural requirements of alternative mutual funds,” said Darren Day, Managing Director at Concept Capital Markets, LLC, a prime brokerage firm which services alternative mutual funds. [read post]
17 May 2023, 11:30 am
The White Law Group reviews the regulatory history of MML Investors Services LLC. [read post]
22 Oct 2018, 3:17 am
In practice, and by informal mutual consent, only one of the members actively manages the LLC’s business and financial affairs. [read post]
28 Jun 2021, 3:10 am
I have no empirical evidence to back it up, but from what I see in my business divorce travels, the proportion of realty holding LLCs that are manager-managed vs. member-managed is higher than other LLCs operating sales and service businesses. [read post]
26 Aug 2019, 5:50 am
In a decisive August 5 ruling that could be the final nail in the coffin for plaintiffs’ efforts to compare advisory and subadvisory fees, a federal court in the Central District of California rejected claims of excessive mutual fund fees asserted against Metropolitan West Asset Management, LLC (“MetWest”) following a bench trial. [read post]
17 Aug 2023, 10:49 am
The White Law Group is investigating potential claims involving Northwestern Mutual Investments Services. [read post]
19 Apr 2019, 8:18 am
Great-West Capital Management, LLC – United States District Court – District of Colorado – April 17th, 2019) involves investments in mutual funds. [read post]
21 Mar 2011, 2:05 pm
LLC, is a premier global institutional money management firm with over $100 billion under management. [read post]
11 Feb 2015, 1:00 am
Associated Entities: Northwestern Long Term Care Insurance Co., Northwestern Mutual Investment Services, LLC, Northwestern Mutual Wealth Management Co., The Frank Russell Co. [read post]
14 Oct 2010, 12:03 pm
Corman Derailment Services, LLC v. [read post]
21 May 2010, 11:26 am
FMR LLC (pdf) that SOX coverage can apply not only to employees of publicly traded companies, but to employees of private management services firms as well. [read post]
17 Jan 2016, 3:45 pm
Among the suffering is Third Avenue Management LLC, which barred redemptions during a period in December, reflecting the panic among investors. [read post]
28 May 2019, 5:29 am
Adam Mathews, a partner at Dearie, Fischer & Mathews LLC, was honored with the Emerging Leader in Community Service Award from the Warren County Foundation on May 9, 2019. [read post]
17 Apr 2012, 7:56 am
“Very few mutual fund service providers are experienced in servicing hedge fund managers. [read post]
19 Sep 2020, 6:22 am
LLC members can also contribute property or services. [read post]
21 May 2010, 3:26 pm
FMR LLC (pdf) that SOX coverage can apply not only to employees of publicly traded companies, but to employees of private management services firms as well. [read post]
6 May 2014, 7:02 am
From the Desk of Jim Eccleston at Eccleston Law Offices: David Bridges, a former registered broker employed by NYLife Securities LLC, Allstate Financial Services, LLC, MML Investors Services, Inc., and Northwestern Mutual Investment Services, LLC. was charged with bilking investors out of more than $650,000. [read post]
5 Jul 2023, 12:52 pm
The firm is a full-service broker dealer with close to 565 registered representatives who operate from 69 branch offices. [read post]
7 Jun 2016, 11:06 am
”In addition, the complaint alleges that Fernandez moved around $11 million from about 20 accounts into four new mutual funds that were created and managed by Avatar. [read post]
1 Mar 2010, 5:52 am
Smith Barney Fund Management LLC, No. 07-5125-cv, 2010 WL 520896 (2d Cir. [read post]
